Brokerage Operations Specialist
Location: Remote
Compensation: Salary
Staff Reviewed: Tue, Nov 19, 2024
This job expires in: 7 days
Job Summary
A company is looking for a Brokerage Operations Specialist to manage daily brokerage operations and client communications regarding life events.
Key Responsibilities
- Own the client communication experience related to life events
- Complete daily brokerage operations exception reports and conduct quality control reviews
- Perform cashiering duties and collaborate cross-functionally with other teams
Required Qualifications
- Minimum of 2 years brokerage industry experience, preferably in a back office role
- Strong understanding of securities regulations and account transfers
- Knowledge of AML and risk mitigation rules
- Bachelor's degree in finance, economics, or related field, or equivalent work experience
- FINRA Series 7 required or ability to obtain within 90 days
COMPLETE JOB DESCRIPTION
The job description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
Company Overview
Company Company Name
Headquarters Headquarters
Founded Founded
Website
The company description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
BECOME A PREMIUM MEMBER TO
UNLOCK FULL JOB DETAILS & APPLY
- ACCESS TO FULL JOB DETAILS AND APPLICATION INFORMATION
- HUMAN-SCREENED REMOTE JOBS AND EMPLOYERS
- COURSES, GROUP CAREER COACHING AND RESOURCE DOWNLOADS
- DISCOUNTED CAREER SERVICES, RESUME WRITING, 1:1 COACHING AND MORE
- EXCELLENT CUSTOMER SUPPORT FOR YOUR JOB SEARCH
