California Licensed Deputy Compliance Officer

Job Summary

A company is looking for a Deputy Compliance Officer to ensure regulatory compliance and ethical integrity within its operations.

Key Responsibilities:

• Develop, implement, and maintain compliance policies and procedures for applicable regulations
• Conduct continuous risk assessments and oversee compliance with regulatory requirements
• Lead training initiatives and collaborate with cross-functional teams to enhance compliance culture

Required Qualifications:

• 5+ years of compliance experience, preferably in the payments or fintech industry
• Deep knowledge of U.S. regulatory requirements, including AML and consumer protection laws
• Strong analytical skills for assessing compliance issues and implementing solutions
• Proficiency in compliance management software and familiarity with AI-driven compliance tools
• Certifications such as CRCM or CAMS are preferred