Chief Compliance Officer

Job Summary

A company is looking for a Chief Compliance Officer to oversee and evolve its compliance function.

Key Responsibilities

• Design, implement, and maintain a comprehensive compliance program aligned with regulatory requirements
• Lead relationships with regulatory agencies and oversee compliance for all regulated activities
• Identify and mitigate emerging compliance risks and manage incident response for compliance-related events

Required Qualifications

• 7-10 years of experience in compliance roles, preferably in fintech, banking, or investment advisory sectors
• Expertise in U.S. payments and banking regulations, including the Bank Secrecy Act and state money transmission laws
• Knowledge of compliance requirements for private securities offerings and broker-dealer activities
• Understanding of global data privacy laws and cybersecurity compliance frameworks
• Strong leadership skills with experience in guiding compliance teams