Due Diligence Senior Analyst

Location: Remote
Compensation: To Be Discussed
Staff Reviewed: Wed, Sep 25, 2024
This job expires in: 14 days

Job Summary

A company is looking for a Due Diligence Senior Analyst to perform due diligence of investment products and sponsors.

Key Responsibilities
  • Conduct substantive due diligence of investment products and sponsors
  • Prepare comprehensive written analysis and present findings to company committees
  • Serve as a resource regarding due diligence matters and maintain knowledge of industry regulations

Required Qualifications
  • Bachelor's degree, preferably in finance or a related field
  • Minimum 2 years of experience in asset management, investment banking, or related fields
  • Working knowledge of federal securities laws
  • FINRA licenses such as SIE, Series 7, or Series 24 are highly desired
  • Relevant industry certifications demonstrating financial and regulatory expertise are ideal

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