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Remote Broker Dealer Support Analyst

Job is Expired
Location: Nationwide
Compensation: Salary
Staff Reviewed: Sat, Aug 06, 2022
Job Category: Financial
Employer Type: Employer
Career Level: Entry Level, Experienced
Education Level: Bachelors

Job Summary

An insurance company is in need of a Remote Broker Dealer Support Analyst.

Core Responsibilities of this position include:

  • Processing IRA one-time and non-qualified distributions
  • Ensuring compliance with FINRA books and records requirements

Must meet the following requirements for consideration:

  • Knowledge of securities industry
  • FINRA Series Industry Exam (SIE), Series 7 and 63 required
  • Proficiency in Microsoft Office applications

COMPLETE JOB DESCRIPTION

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