Series 65 Licensed Client Associate

Job Summary

Detail-oriented and client-focused, the full-time Client Service Associate will manage client inquiries, assist with account-related questions, and proactively enhance client satisfaction while working remotely with a financial advisory team.

Key responsibilities

• Serve as the primary point of contact for client inquiries via various communication channels
• Assist clients with account-related questions and service requests, ensuring timely resolution of issues
• Coordinate account openings, transfers, and prepare for client meetings, collaborating with relationship managers

Required qualifications

• Bachelor's degree in Finance, Business, or related field preferred
• 2+ years in financial services or client service roles, with experience in wealth management being a plus
• Knowledge of financial products and services; obtaining Series 65 license within the first 12 months is required
• Proficiency in Microsoft Office Suite and CRM systems
• Comfortable with remote collaboration tools (Zoom, Teams, etc.)