Location: Remote
Compensation: To Be Discussed
Staff Reviewed: Mon, Aug 26, 2024
This job expires in: 14 days
Job Summary
A company is looking for a Sr. Compliance Analyst Registration.
Key Responsibilities:
- Assist candidates with onboarding and understanding registration requirements
- Process FINRA and State registrations for representatives
- Serve as a key resource for clients and staff on registration matters
Required Qualifications:
- Bachelor's degree or equivalent work experience
- Minimum 3 years of relevant work experience in financial services
- FINRA licenses: SIE, and 7 Required (at minimum)
- Ability to obtain 24 and 63 within 6 months to one year of hire
