Job Summary
A nonprofit organization has an open position for a Telecommute Bilingual Spanish Senior Principal.
Candidates will be responsible for the following:
- Providing professional, quality customer service to new and existing members
- Conducting complex reviews
- Analyzing and identifying trends and potential sales practice issues
Qualifications for this position include:
- Travel may be required
- Possesses advanced knowledge of FINRA/SEC/IA/NAIC/MSRB rules and regulations
- 5-7 years working in the financial services industry and/or compliance related experience
- College degree or equivalent work experience required