Telecommute Bilingual Spanish Senior Principal

Job is Expired
Location: Minnesota, Wisconsin
Compensation: To Be Discussed
Staff Reviewed: Fri, Nov 16, 2018

Job Summary

A nonprofit organization has an open position for a Telecommute Bilingual Spanish Senior Principal.

Candidates will be responsible for the following:

  • Providing professional, quality customer service to new and existing members
  • Conducting complex reviews
  • Analyzing and identifying trends and potential sales practice issues

Qualifications for this position include:

  • Travel may be required
  • Possesses advanced knowledge of FINRA/SEC/IA/NAIC/MSRB rules and regulations
  • 5-7 years working in the financial services industry and/or compliance related experience
  • College degree or equivalent work experience required

COMPLETE JOB DESCRIPTION

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