Telecommute Financial Home Office Principal

Location: Georgia

Compensation: To Be Discussed

Staff Reviewed: Thu, Jul 15, 2021

This job expires in: 18 days

Job Category: Financial

Remote Level: 100% Remote

Weekly Hours: Full Time

Employer Type: Employer

Career Level: Experienced

Education Level: Some College, Bachelors

Job Summary

A financial advisory firm needs applicants for an opening for a Remote Financial Home Office Principal.

Candidates will be responsible for the following:

  • Reviewing electronic correspondence through email monitoring system
  • Accepting new accounts on behalf of the firm
  • Monitoring new advisor training

Position Requirements Include:

  • 4+ years securities industry experience
  • 1+ years compliance, supervision or surveillance experience
  • FINRA Series 7, Series 24
  • Working knowledge of Microsoft Word, Excel, Outlook and other Web-based applications

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