Job Summary

A staffing agency is filling a position for a Telecommute Securities Compliance Officer in Jersey City.

Individual must be able to fulfill the following responsibilities:

• Review research notes / reports submitted to the Control Room by Supervisory Analysts
• Provide daily updating and monitoring of the Restricted List
• Provide daily updating and review of the Watch List additions

Qualifications Include:

• College degree or comparable securities industry work experience
• 3+ years experience in the securities industry
• 3+ years prior compliance experience
• Previous control room experience with deal intake, research
• Thorough understanding of industry rules and regulations
• Ability to effectively assess risk to the organization of potential issues and respond accordingly