Telecommuting Senior Principal Supervisor

Job ID: Available for Members

Location: Idaho

Compensation: To Be Discussed

Staff Reviewed: Tue, Jun 12, 2018

Job Category: Financial, Management

Telecommute Level: 100% Telecommute

Travel Requirements: No Travel

Weekly Hours: Full Time

Employment Status: Permanent

Employer Type: Employer

Career Level: Manager

Education Level: Bachelors

Additional Information: Benefits Available

Job Summary

A brokerage firm has an open position for a Telecommuting Senior Principal Supervisor

Core Responsibilities Include:

  • Acting as a first line Supervisor, guide and resource to all HOS advisors and OSJ Managers and staff
  • Ensuring advisor and OSJ understanding and compliance with all firm and industry requirements
  • Identifying suspicious patterns in sales and business practice

Position Requirements Include:

  • Undergraduate degree in Business, Accounting, Finance or related discipline
  • Knowledge of mutual funds, annuities, general securities, and other financial products required
  • 5+ years industry experience
  • Series 7, 9 and 10 (or Series 24); Series 4 & 53 required or must pass within 90 days of employment
  • Experience with all Microsoft applications
  • All other requirements necessary for this position