Advertising Compliance Manager

Job Summary

A company is looking for an Advertising Compliance Manager to oversee compliance operations and manage a team of analysts.

Key Responsibilities:

• Establish and maintain departmental policies and procedures
• Review complex marketing materials for adherence to regulatory standards
• Provide training and support to compliance analysts and financial professionals

Required Qualifications:

• Bachelor's degree
• A minimum of 5 years of relevant experience, including 2 years in the securities industry and Advertising Compliance
• 1 year of managerial experience
• FINRA Series 7/24 or obtained within 6 months of employment
• Advanced analytical and organizational skills