AML Brokerage Investigator

Job Summary

To support a growing financial services team, the part-time AML Brokerage Investigator will analyze transactional data for suspicious activity, conduct investigations, and draft Suspicious Activity Reports (SARs) in a remote capacity.

Key responsibilities

• Analyze transactional data to identify suspicious activity and fraudulent transactions
• Conduct internal and external research on customers and pull transactional records from the bank system
• Draft SAR narratives and report daily production completion to Team Leads

Required qualifications

• Bachelor's degree or equivalent work experience in financial services, investigative service, or law enforcement
• Minimum three years of experience with AML, including transactional analysis and writing SARs
• US banking experience is required
• Knowledge of retail and/or institutional brokerage products and compliance regulations
• FINRA licenses such as SIE, Series 7, Series 4, or Series 24 are preferred