AML Investigator

Job Summary

Working remotely on a contract basis, the Anti-Money Laundering Investigator will analyze transactional data for suspicious activity, conduct investigations, and draft Suspicious Activity Reports (SARs) while managing a target number of cases.

Key responsibilities

• Analyze transactional data to identify suspicious activity and fraudulent transactions
• Conduct internal and external research on customers and draft SAR narratives
• Report daily production completion to Team Leads and manage a specified number of cases

Required qualifications

• Bachelor's degree or equivalent work experience in financial services, investigative service, or law enforcement
• Minimum three years of experience in AML investigations and transactional data analysis
• Knowledge of retail and/or institutional brokerage products and applicable compliance regulations
• FINRA licenses such as SIE, Series 7, Series 4, or Series 24 are preferred
• Minimum five years of business and functional experience in banking or financial institutions