Annuities Supervision Specialist Remote

Job is Expired

Location: Remote

Compensation: Salary

Staff Reviewed: Thu, Mar 28, 2024

Job Category: Financial

Weekly Hours: Full Time

Employment Status: Permanent

Career Level: Experienced

Education Level: Some College, Bachelors

Job Summary

A company is looking for an Annuities Supervision Specialist.

Key Responsibilities:

Review surveillance and suitability determinations for various types of annuities
Approve responses to surveillance alerts and complete new projects for the team
Assist with document requests during regulatory audits and inquiries

Required Qualifications:

FINRA Series 7, 24, and 63 securities licenses preferred
2-5 years of supervisory or compliance experience
Annuity investment suitability review experience preferred
Four-year college degree preferred

COMPLETE JOB DESCRIPTION

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Job is Expired

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