California Compliance Manager

Job Summary

A company is looking for a Compliance Manager - Licensing & Exam Management.

Key Responsibilities

• File and manage licensing documents including applications, renewals, and reporting
• Lead and manage regulatory examinations, including document compilation and scheduling
• Work cross-functionally to implement changes based on examination findings to ensure compliance

Required Qualifications

• Experience in licensing and/or in-house legal, risk, or compliance departments
• Experience with mortgage loan brokering licenses
• Familiarity with Company-level licensing in NMLS
• Proven track record of interaction with state and/or federal regulators
• Strong organizational skills