California Licensed Compliance Analyst

Job Summary

To support a growing compliance program, the full-time California Licensed Compliance Analyst will assist in maintaining and enhancing compliance initiatives, engage with state regulators, and respond to audits while working remotely or in a hybrid environment.

Key responsibilities

• Assist in maintaining, reviewing, and operationalizing the compliance program
• Provide support for US state licensing and corporate registration filings, engaging with state regulators
• Administer compliance monitoring activities and collaborate with stakeholders on remediation solutions

Required qualifications

• Bachelor's degree or equivalent experience
• At least 4 years of professional work in the financial services industry or other highly regulated field
• 2-3 years of experience in fraud, risk management, compliance, or audit
• Strong understanding of regulatory compliance issues related to consumer finance
• Experience in administering compliance training programs