CFTC Licensed Compliance Director

Job Summary

A company is looking for a Senior Director of Compliance.

Key Responsibilities

• Oversee and manage the compliance and risk program for the prediction market offering, ensuring alignment with regulatory requirements
• Act as the primary liaison with regulatory bodies, supporting audits and inquiries while managing day-to-day compliance activities
• Develop and implement compliance policies and procedures, and lead compliance operations, including hiring and mentoring staff

Required Qualifications

• 10-12+ years of experience in compliance, risk, or regulatory roles, preferably with CFTC or NFA experience
• Hands-on experience in designing or scaling regulated market infrastructure or financial products
• Strong knowledge of the Commodity Exchange Act, CFTC Core Principles, and NFA Rules
• Experience with regulatory exams, audits, and AML/KYC program implementation
• Bachelor's degree required; JD or advanced regulatory/compliance certifications are a plus