Chief Compliance Officer - US
Job Summary
Leading the establishment of a regulatory framework, the full-time Chief Compliance Officer - US will manage SEC registration, compliance policies, and multi-fund governance while working remotely.
Key Responsibilities
- Lead the SEC registration process and manage ongoing compliance for private fund advisers
- Design and implement compliance policies, conduct annual reviews, and respond to regulatory inquiries
- Oversee compliance monitoring across multiple funds and advise on fund structuring and GP selection
Required Qualifications
- 7-12 years of compliance experience in investment advising, private fund platforms, or hedge funds
- Deep knowledge of the Advisers Act, Reg D, and SEC examination standards
- Hands-on experience with multi-fund governance and conflicts of interest management
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance
- Prior experience with SEC registration and Form ADV filings
Complete Job Description
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