Client Service Associate

Job Summary

Providing comprehensive administrative and operational support, the full-time Client Service Associate will enhance client relationships, ensure compliance with industry regulations, and assist with account-related requests in a remote environment.

Key responsibilities

• Serve as the primary point of contact for clients, addressing inquiries and educating them on firm services
• Manage client onboarding by collecting documentation and maintaining accurate records while ensuring compliance with regulatory standards
• Collaborate with financial advisors on business plans, marketing initiatives, and client engagement strategies

Required qualifications

• 2+ years of financial industry experience, preferably in wealth management
• 2+ years of experience in the client service industry
• Bachelor's degree in finance, business, or accounting
• Robust understanding of financial products and services
• Ability to execute trades and discuss investment recommendations within compliance limits