Compliance Analyst

Job Summary

A company is looking for a Compliance Analyst - Issues Management.

Key Responsibilities

• Meet with management to discuss identified compliance issues and track their status
• Work with Issue Owners to conduct Root Cause Analysis and develop Management Action Plans
• Assist in enhancing policies and processes and analyze data for patterns related to Issue Management

Required Qualifications

• Bachelor's degree required; advanced degree (JD, LLM, or MBA) is a plus
• Minimum of five years of professional experience in compliance or law, preferably in financial institutions
• Knowledge of banking and payment regulations
• Understanding of the three lines of defense model
• CRCM or other relevant compliance certification is a plus