Compliance Analyst - FCM

Job Summary

A company is looking for a Compliance Analyst - FCM (Futures Commission Merchant).

Key Responsibilities

• Support the Chief Compliance Officer in overseeing governance and implementation of FCM's policies and procedures
• Respond to regulatory requests and assist in audits, exams, and reports
• Conduct surveillance of trading activity to identify potential violations and regulatory issues

Required Qualifications

• Bachelor's degree in Finance, Economics, or Business, or equivalent work experience
• 3+ years in Compliance in financial services or equivalent experience
• Knowledge of trade surveillance systems is a plus
• Proven ability to manage projects and work independently
• Demonstrated ability to multitask and prioritize responsibilities