Compliance Associate

Job Summary

Compliance Associate, responsible for supporting and managing a compliance program in a full-time remote position, focusing on regulatory strategy, compliance management, and audits.

Key Responsibilities

• Support regulatory strategy by managing license applications, responding to inquiries, and overseeing state examinations
• Manage compliance programs related to policies, training, consumer complaints, and vendor management
• Oversee internal and third-party audits, including issue investigation and remediation efforts

Required Qualifications

• Bachelor's degree
• 2+ years of relevant experience
• Preferred experience in Financial Services
• Preferred familiarity with the Nationwide Mortgage Licensing System and state license systems
• Must be extremely detail-oriented and organized