Compliance Audit Manager

Job Summary

Leading audit engagements for compliance, the full-time Compliance Audit Manager will manage projects from planning to execution, evaluate control effectiveness, and provide insights to enhance compliance governance in a hybrid work environment.

Key Responsibilities

• Serve as Auditor in Charge (AIC), managing the end-to-end audit engagement and coordinating with stakeholders and regulators
• Analyze audit results to evaluate effectiveness, synthesize findings, and develop audit reports in accordance with policies
• Guide team members in assessing risks and executing corrective actions while mentoring less experienced colleagues

Required Qualifications

• 5+ years of audit experience, preferably with a Big Four or G-SIB
• Understanding of Compliance Management Systems (CMS) and regulatory compliance frameworks
• Knowledge of consumer compliance requirements and applicable financial services regulations
• Demonstrated ability to lead a team in a fast-paced environment with strong project management skills
• Experience applying control theory and professional auditing practices throughout the audit lifecycle