Compliance Audit Manager

Job Summary

Leading audit engagements for compliance, the full-time salaried Compliance Audit Manager will evaluate control design and effectiveness, provide actionable insights, and manage audit projects while coordinating with various stakeholders.

Key Responsibilities

• Serve as Auditor in Charge (AIC), managing audit engagements from planning to execution and conducting reviews
• Analyze audit results and documentation to evaluate effectiveness, synthesizing findings and developing audit reports
• Guide and mentor team members in assessing risks, executing audit tests, and communicating progress and challenges

Required Qualifications

• 5+ years of audit experience, preferably with a Big Four or Global Systemically Important Bank (G-SIB)
• Strong understanding of Compliance Management Systems (CMS) and regulatory compliance frameworks
• Experience in evaluating consumer compliance requirements within financial services regulations
• Proven ability to lead teams in a fast-paced environment and manage competing priorities
• Knowledge of auditing practices and the ability to apply critical thinking to complex problems