Compliance Consultant

Job Summary

A company is looking for a Compliance Consultant specializing in Compliance Marketing & ICP Reviews.

Key Responsibilities

• Review and assess compliance risk on marketing materials and incentive compensation plans, ensuring adherence to established SLAs
• Develop and maintain a robust marketing review compliance program, including regulatory change management and business unit monitoring
• Provide day-to-day compliance support, including researching regulatory issues and collaborating with business units to remediate compliance gaps

Required Qualifications

• Bachelor's Degree in a related field or a combined minimum of 10 years of higher education and/or work experience, including 6 years in compliance or a relevant function
• 6 years of experience in compliance, legal, audit, or a related function
• Working knowledge of marketing-related banking laws and regulations
• Familiarity with responsible banking laws, including fair lending and UDAAP
• Understanding of core banking regulations and enterprise-wide laws, such as privacy rules and FCRA