Compliance Manager

Job Summary

A company is looking for a Compliance Manager to support its compliance program and ensure adherence to laws and regulations.

Key Responsibilities

• Provide guidance on policies and procedures to ensure compliance with applicable laws and regulations
• Maintain documentation and records to support audit activities and assist with regulatory reviews
• Assess compliance and operational risks, develop risk management strategies, and manage regulatory relationships

Required Qualifications

• High school diploma or equivalent required
• Bachelor's degree from an accredited institution preferred
• Experience in compliance, vendor management, or audit within financial services industry
• Proficient in Microsoft Office Suite
• Knowledge of relevant financial services regulations such as FCRA and GLBA