Compliance Manager
Job Summary
To support ongoing compliance monitoring activities, the full-time salaried Compliance Manager will assess adherence to regulatory requirements, validate documentation, and collaborate with various teams to enhance the firm's compliance risk management framework.
Key responsibilities
- Review monitoring activities and results for accuracy and adherence to methodologies
- Validate supporting evidence and documentation to confirm compliance findings
- Identify deficiencies and escalate quality issues to relevant stakeholders
Required qualifications
- 5+ years of compliance, risk, or audit experience in financial services
- Bachelor's Degree strongly preferred
- Strong knowledge of compliance risk management frameworks and regulatory expectations
- Professional experience in policy governance and quality control objectives
- Ability to influence and collaborate with stakeholders at all levels
Complete Job Description
The complete job description is available to members. Premium membership includes:
Full access to 47,838 remote jobs from human-vetted companies, updated daily
Resume Builder - AI-powered tool to craft, enhance, and tailor your resume to a specific job
Twice-monthly live group coaching and the full Remote Career Center
20% member discount on Career Services
Backed by a 30-day money-back guarantee
Company Company Name
Headquarters Headquarters
Founded Founded
Website
Wikipedia Wikipedia URL
BBB URL BBB URL
The company description is available to members. Go Premium for full access to every job and company profile in our remote jobs database, backed by a 30-day money-back guarantee.
