Compliance Manager

Job Summary

Seeking a full-time Manager of Compliance Monitoring, this role will manage compliance activities to assess adherence to regulatory requirements, internal policies, and compliance standards while working closely with various teams to promote accountability and risk management.

Key responsibilities

• Review monitoring activities and results for completeness and adherence to standards
• Validate supporting evidence and documentation to confirm findings and risk assessments
• Identify deficiencies and escalate quality issues to relevant stakeholders

Required qualifications

• 5+ years of compliance, risk, or audit experience in financial services
• Bachelor's Degree strongly preferred
• Strong knowledge of compliance risk management frameworks and regulatory expectations
• Experience in policy governance and quality control objectives
• Proven ability to influence and collaborate with stakeholders at all levels