Compliance Monitoring Manager

Job Summary

A company is looking for a Compliance Monitoring Manager, Consumer Operations.

Key Responsibilities

• Manage compliance professionals and develop strategies for monitoring functions to ensure regulatory adherence
• Identify workflow gaps, recommend improvements, and create procedures to reduce errors
• Prepare and present regular reports to senior management on compliance monitoring activities

Required Qualifications

• Bachelor's degree required; preferably in Finance, Business Management, or a related field
• 5+ years of relevant experience in a compliance-focused financial services environment
• Managerial or team leadership experience in a compliance role is highly valued
• Professional compliance certifications (e.g., CRCM, CAMS) are a plus
• Strong command of regulations and requirements relevant to the financial industry