Compliance Officer

Job Summary

A company is looking for a Compliance Officer, Issue Management & Compliance Monitoring.

Key Responsibilities

• Execute risk-based compliance monitoring and testing activities across business lines
• Develop and maintain comprehensive test scripts and documentation for compliance processes
• Coordinate issue remediation and track corrective actions to ensure compliance with regulatory expectations

Required Qualifications

• Minimum 3 years of experience in compliance, risk management, or internal audit within financial services
• Direct mortgage industry experience, including monitoring or testing of loan origination and servicing operations
• Experience across the full monitoring and testing lifecycle, including issue identification and remediation validation
• Demonstrated ability to draft clear issue statements and support corrective action efforts
• Bachelor's Degree in Finance, Business, Accounting, Risk Management, or a related field