Compliance Quality Control Specialist

Job Summary

To support a growing implementation team, the full-time remote Compliance Quality Control Specialist will ensure compliance of startup and conversion plans, manage client interactions, and audit documentation for accuracy.

Key responsibilities

• Work directly with prospective clients to align plan design features with product capabilities to enhance launch rates
• Audit benefit analyses and plan documents prior to launch, identifying compliance issues and mitigating risks
• Collaborate with Sales Activation Specialists to ensure accuracy and resolve compliance-related inquiries

Required qualifications

• 10+ years of experience in 401(k) compliance
• QKA certification preferred
• Bachelor's degree or equivalent experience
• Strong organizational skills with the ability to manage multiple tasks and deadlines
• Proven ability to identify process inefficiencies and implement improvements