Compliance Risk Testing Manager

Job Summary

To strengthen second line oversight capabilities, the remote Compliance Risk Testing Manager will manage compliance testing programs, assess control effectiveness, and identify regulatory risks while collaborating with cross-functional teams in a fast-paced environment.

Key responsibilities

• Lead and execute second line compliance and controls testing activities across key business processes and regulatory obligations
• Identify control gaps, compliance risks, and process weaknesses, providing actionable recommendations for remediation
• Analyze testing results, identify trends, and communicate findings clearly to stakeholders and leadership

Required qualifications

• 5-7 years of experience in compliance testing, controls testing, or second line oversight within regulated financial services environments
• Strong understanding of compliance risk management frameworks and regulatory oversight practices
• Demonstrated ability to identify control weaknesses and drive remediation accountability across stakeholders
• Experience using data analysis and reporting tools to support testing execution and issue management
• Bachelor's degree in Business, Finance, Risk Management, Accounting, or a related field preferred