Director of Compliance Testing

Job Summary

Leading the governance of the U.S. Independent Compliance Testing framework, the full-time Director of Compliance Testing will oversee the testing program, enhance compliance methodologies, and collaborate with senior stakeholders to ensure alignment with regulatory requirements while promoting a culture of compliance and effective risk management.

Key responsibilities

• Lead the governance of the Independent Compliance Testing program, ensuring timely delivery on the annual plan
• Oversee the end-to-end testing lifecycle, ensuring consistency, accuracy, and effective risk identification through quality control of testing documentation
• Support regulatory examinations and internal audits by coordinating program responses and delivering requested materials on time

Required qualifications

• 5+ years of experience in compliance, internal or external audit, or a related risk management discipline
• Strong knowledge of compliance testing methodologies and internal control frameworks
• Proven ability to lead teams and manage multiple strategic initiatives in a fast-paced environment
• Experience developing executive-level reporting and communicating outcomes to senior management
• Advanced proficiency in Microsoft Office applications; experience with AI-enabled productivity tools is a plus