Director of Regulatory Compliance

Job Summary

A company is looking for a Director of Regulatory Operations and Compliance.

Key Responsibilities

• Oversee day-to-day fulfillment operations, ensuring accuracy and timeliness of regulatory communications and statements
• Develop and implement operational workflows that align with regulatory requirements and improve process efficiency
• Manage relationships with third-party vendors and monitor their performance for compliance and service quality

Required Qualifications

• Bachelor's degree in Business, Operations, Compliance, or related field (Master's preferred)
• 10+ years of experience in fulfillment operations and regulatory compliance, preferably in financial services or recordkeeping
• Strong knowledge of IRS, DOL, and other relevant regulations
• Proven ability to operationalize compliance requirements and lead cross-functional initiatives
• Strong analytical skills with a focus on process improvement