Enhanced Due Diligence Investigator

Job Summary

A company is looking for an Enhanced Due Diligence Associate to conduct investigations related to financial compliance.

Key Responsibilities

• Investigate customer background information and transactions for potential money laundering or terrorist financing activities
• Prepare investigation reports summarizing findings and recommendations
• Escalate urgent matters to management and lead discussions on investigation findings

Required Qualifications

• Bachelor's Degree or equivalent work experience
• 2+ years of experience in EDD/CDD compliance or AML compliance with a focus on EDD
• Experience using case management systems such as Actimize or CDD
• Knowledge of BSA, AML, USA Patriot Act, OFAC, and privacy laws relevant to financial institutions
• Understanding of broker-dealer operations and financial services compliance functions