Enhanced Due Diligence Investigator

Job Summary

A company is looking for an Enhanced Due Diligence Associate.

Key Responsibilities

• Investigate customer background information and transactions for potential money laundering or terrorist financing activities
• Prepare investigation reports summarizing findings and recommendations
• Escalate urgent matters to management and lead discussions on investigation findings

Required Qualifications

• Bachelor's Degree or equivalent work experience
• 2+ years of experience in EDD/CDD compliance or AML compliance, focusing on EDD at a broker-dealer, FinTech, or bank
• Previous experience using case management systems such as Actimize or CDD
• Knowledge of BSA, AML, USA Patriot Act, OFAC, and privacy laws applicable to financial institutions
• Understanding of broker-dealer operations and financial services compliance functions