Financial Operations Associate

Job Summary

A company is looking for a Financial Operations Associate to manage and execute investment product operations.

Key Responsibilities

• Assist in processing daily cash and security transfers related to investment products
• Monitor customer cash balances to identify unusual fluctuations or discrepancies
• Collaborate with various teams to ensure accurate reporting and compliance of customer funds

Required Qualifications

• 0 to 1 year+ of experience in financial services, FinTech, or regulated operations
• Educational background in Finance, Accounting, Business, or related field
• Strong analytical skills with a focus on accuracy in operational processes
• Ability to learn Broker-Dealer compliance requirements and financial record-keeping
• Proactive approach to identifying issues and proposing solutions