FINRA Licensed Account Coordinator

Job Summary

To support the execution of sales strategies, the remote FINRA Licensed Account Coordinator will manage compliance procedures, resolve complex operational issues, and strengthen relationships with sales teams to drive targeted sales solutions.

Key responsibilities

• Manage business-wide procedures to ensure compliance with LFD rules
• Collaborate with stakeholders to implement and manage sales strategies and complex projects
• Motivate sales teams and define assignments to meet sales targets

Required qualifications

• 4 Year/Bachelor's degree in Computer Science, Information Systems, or Information Technology, or equivalent work experience
• 3-5 years of financial services experience
• 1-3 years of proven sales and relationship-building abilities
• FINRA SIE and Series 6 required at time of hire; Series 63 within 90 days of start date
• Strong relationship management skills with internal clients