FINRA Licensed Admin Manager

Job Summary

Leading a team of Client Service Associates, the full-time FINRA Licensed Admin Manager will oversee centralized administrative operations, ensuring exceptional support for Financial Advisors while aligning with West Coast working hours.

Key responsibilities

• Provide day-to-day leadership and direct management of Client Service Associates
• Partner with internal teams to advance operational excellence and support the expansion of the Employee Affiliation Model
• Drive adoption of scalable processes and best practices that enhance advisor and client experiences

Required qualifications

• FINRA Series 7 and Series 66 within 120 days
• 2+ years of experience working with Financial Advisors, Branch and Home Office support teams
• 2+ years of brokerage/financial services industry knowledge
• Demonstrated experience in effectively leading and managing teams
• Bachelor's degree; preferably in Business, Accounting, or Finance