FINRA Licensed Admin Manager

Job Summary

Leading a team of Client Service Associates, the full-time salaried FINRA Licensed Admin Manager will oversee centralized administrative operations, ensuring exceptional support for Financial Advisors while aligning with West Coast working hours.

Key responsibilities:

• Provide day-to-day leadership and management of Client Service Associates
• Partner with internal teams to enhance operational excellence and support the Employee Affiliation Model
• Drive the adoption of scalable processes and best practices while managing team capacity planning

Required qualifications:

• FINRA Series 7 and Series 66 within 120 days
• 2+ years of experience working with Financial Advisors and support teams
• 2+ years of brokerage or financial services industry knowledge
• Demonstrated experience in effectively leading and managing teams
• Bachelor's degree preferred in Business, Accounting, or Finance