FINRA Licensed Compliance Analyst
Job Summary
A company is looking for a Senior Compliance Analyst - Advertising Review.
Key Responsibilities
- Review retail communication for compliance with laws, firm policy, and regulations
- Explain necessary changes to retail communication to submitters accurately
- Assist in maintaining internal compliance materials and complete assignments within deadlines
Required Qualifications
- Bachelor's degree or equivalent experience
- Five years of relevant experience in advertising compliance
- Series 7 & 24 FINRA registrations required
- Working knowledge of life insurance and annuity products
- General knowledge of advanced marketing concepts
COMPLETE JOB DESCRIPTION
The job description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
Company Overview
Company Company Name
Headquarters Headquarters
Founded Founded
Website
Wikipedia Wikipedia URL
BBB URL BBB URL
The company description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
