FINRA Licensed Compliance Analyst
Job Summary
To support producer oversight and suitability programs, the full-time remote FINRA Licensed Compliance Analyst will lead project initiatives, manage special projects, and collaborate with various departments to ensure compliance with applicable laws and best practices.
Key responsibilities
- Assist in leading project initiatives and serve as a functional expert on assigned projects
- Independently manage special projects and conduct regulatory analysis as needed
- Collaborate with leadership and internal clients to ensure compliance visibility and alignment
Required qualifications
- High school diploma required; college degree or equivalent experience preferred
- At least 5-8 years of experience supporting producer oversight and suitability programs
- FINRA Series 24/26 required
- Demonstrated understanding of annuity and life insurance products
- Experience using data analytics and AI-driven solutions
Complete Job Description
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