FINRA Licensed Director of Wealth Operations

Job Summary

To support a growing Wealth Services team, the remote FINRA Licensed Director of Wealth Operations will manage custodial operations, oversee account processes, and drive operational excellence while contributing to client relationships and strategic initiatives.

Key responsibilities

• Lead the Custodial Operations team and oversee account opening and maintenance processes across multiple custodial relationships
• Drive operational consistency and improve process efficiency, scalability, and data quality across the custodial platform
• Develop and execute strategies that support the growth of the Wealth Services business while fostering a culture of accountability and continuous improvement

Required qualifications

• Bachelor's degree in a related field
• 10+ years of experience in custodial operations or supporting financial advisors
• Strong knowledge of wealth management operations and RIA custodial platforms
• Ability to manage multiple priorities in a fast-paced environment
• Demonstrated ability to build relationships and influence stakeholders across business functions