FINRA Licensed Financial Advisor

Job Summary

FINRA Licensed Financial Advisor assists clients with financial planning and investment services in a full-time remote position, focusing on client satisfaction and retention without prospecting for new clients.

Key Responsibilities

• Provide high-level service to retain and grow client assets through proactive communication and education
• Manage client relationships through phone and email, addressing their financial needs and coordinating with internal teams
• Offer comprehensive financial planning on various subjects, collaborating with specialists on complex issues

Required Qualifications

• Bachelor's degree or higher in business, finance, or a related field
• Current FINRA Series 7, 63, and 65 registrations required
• High-level knowledge of investment products and industry services
• Proven track record in relationship management and customer satisfaction
• FINRA fingerprinting required upon hire