FINRA Licensed Financial Advisor

Job Summary

Fluent in both English and Spanish, the full-time remote FINRA Licensed Financial Advisor will manage a portfolio of clients enrolled in the Premier account program, providing comprehensive financial planning and guidance while ensuring exceptional client satisfaction and retention.

Key responsibilities

• Provide high-level service to clients, focusing on asset retention and growth through proactive communication and education
• Manage client relationships through phone and email, discussing portfolio performance and financial strategies
• Collaborate with internal teams to address client needs and coordinate comprehensive financial planning solutions

Required qualifications

• Fluency in English and Spanish (reading, writing, and speaking)
• Bachelor's degree or higher in business, finance, or a related field
• 4+ years of experience in financial services with a strong track record in relationship management
• Current FINRA Series 7, 63, and 65 registrations required
• High-level knowledge of investment products and industry services