FINRA Licensed Financial Advisor

Job Summary

Providing exceptional client service, the full-time remote FINRA Licensed Financial Advisor will manage a portfolio of investment clients, offering comprehensive financial planning and relationship management without prospecting for new clients.

Key responsibilities

• Deliver high-level service to retain and grow clients' assets through proactive communication and education
• Manage client relationships via phone and email, addressing financial planning needs across various topics
• Coordinate with internal teams to resolve client-related administrative issues and provide holistic financial planning

Required qualifications

• Bachelor's degree or higher in business, finance, or a related field
• 4+ years of financial services experience with a proven track record in relationship management
• High-level knowledge of current investment products and industry services
• Current FINRA Series 7, 63, and 65 registrations required
• FINRA fingerprinting required upon hire