FINRA Licensed Financial Services Representative

Job Summary

A company is looking for a Financial Services Representative to assist Financial Advisors in managing lower-revenue clients and enhancing their investment experience.

Key Responsibilities

• Facilitate the referral process for lower-revenue clients to Financial Advisors
• Assess client investment objectives and recommend appropriate investment solutions
• Educate Financial Advisors on the FSR program and its benefits

Required Qualifications

• Bachelor's degree in business or a related field
• 2 years of industry experience with private clients and/or Financial Advisors
• FINRA Series 7 and 66 certifications
• Strong interest in Practice Management and client service
• Proficiency in Microsoft Access, Excel, and Word software