FINRA Licensed Investment Advisor

Job Summary

Guiding clients through their financial journeys, the full-time remote FINRA Licensed Investment Advisor will conduct consultations, assist with onboarding into Empower's Wealth Solutions program, and utilize technology platforms to manage client interactions and opportunities.

Key responsibilities

• Conduct financial consultations to evaluate client goals and recommend appropriate wealth management solutions
• Guide clients through the onboarding process, including account opening and asset consolidation
• Utilize Salesforce CRM and digital planning tools to document client interactions and manage follow-up activities

Required qualifications

• Bachelor's degree in Business, Finance, Economics, or a related field, or equivalent experience
• Active FINRA Series 7, Series 63, and Series 65 licenses, or Series 66
• FINRA Fingerprinting required
• State Life and Health Insurance License preferred
• Prior experience in financial services or client-facing financial roles is strongly preferred