FINRA Licensed Lead Wealth Advisor

Job Summary

A company is looking for a Lead Wealth Advisor to manage escalated customer situations and ensure quality in the Wealth Advisory Team environment.

Key Responsibilities

• Develop and share systems and tactical expertise for advisors
• Monitor associate phone calls and recommendations for quality assurance
• Coach and mentor new employees while addressing customer account inquiries

Required Qualifications

• FINRA Series 7, 24, 63 and 65 (or 66) required
• FINRA fingerprinting required
• Bachelor's degree or equivalent education and work experience
• 2+ years of relevant industry experience and leadership
• In-depth understanding of retail investment vehicles and qualified retirement plans